Bruce H. Barbers
Professional summary
Bruce Harvey Barbers was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bruce is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Bruce had worked at 8 firms, which includes MEYERS POLLOCK ROBBINS INC., JERSEY CAPITAL MARKETS GROUP INC., WILLIAM M. CADDEN & CO. INC., LEVCO SECURITIES CORP., FIRST INTERREGIONAL EQUITY CORP., JOHN RADLI SECURITIES CO.INC., KIDDER PEABODY & CO. INCORPORATED, UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 1992 - April 9, 1998
MEYERS POLLOCK ROBBINS, INC.
September 28, 1989 - July 1, 1991
JERSEY CAPITAL MARKETS GROUP INC.
March 10, 1989 - May 24, 1989
WILLIAM M. CADDEN & CO., INC.
October 14, 1988 - January 5, 1989
LEVCO SECURITIES CORP.
July 9, 1987 - July 20, 1987
FIRST INTERREGIONAL EQUITY CORP.
January 22, 1985 - March 10, 1989
JOHN RADLI SECURITIES CO.,INC.
June 13, 1983 - December 7, 1983
KIDDER, PEABODY & CO. INCORPORATED
September 27, 1981 - December 6, 1984
UBS FINANCIAL SERVICES INC.
September 23, 1981 - June 28, 1983
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEYERS POLLOCK ROBBINS, INC.
CRD#: 13436 / SEC#: , 8-11797
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
