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William Nicholas Schill

CRD# 1011015·Registered 1981 - 1985
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Nicholas Schill was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1981 - 1985. William had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
September 13, 1985 - November 5, 1985
S. D. COHN & CO.·CRD# 735
BD
March 29, 1985 - July 29, 1985
BROADCHILD SECURITIES CORP.·CRD# 7702
BD
August 31, 1982 - February 4, 1985
STATEN SECURITIES CORPORATION·CRD# 5632
BD
Ridgewood, NJ
July 30, 1982 - October 20, 1982
WORLD FIRST FINANCIAL SERVICES, INC.·CRD# 1612
BD
Staten Island, NY
April 15, 1981 - February 20, 1985

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Current Firm

PA
PHILIPS, APPEL & WALDEN, INC.

OLITT, J JEROME | PHILIPS, APPEL & WALDEN, INC.

CRD#: 659 / SEC#: 8-14164
BD
Terminated by FINRA on 06/29/1988

Contact Information

Established

New York since 08/29/1968

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1981About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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