William N. Schill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Nicholas Schill was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 1985 - November 5, 1985
PHILIPS, APPEL & WALDEN, INC.
March 29, 1985 - July 29, 1985
S. D. COHN & CO.
August 31, 1982 - February 4, 1985
BROADCHILD SECURITIES CORP.
July 30, 1982 - October 20, 1982
STATEN SECURITIES CORPORATION
April 15, 1981 - February 20, 1985
WORLD FIRST FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHILIPS, APPEL & WALDEN, INC.
CRD#: 659 / SEC#: , 8-14164
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
