Ruth D. Sparks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruth Denise Sparks, who also goes by Ruth Denise Hanner, Ruth Denise Ruppert, Ruth D Sparks, was a registered financial professional .
Ruth is a previously registered financial professional and started their career in finance in 1981. Ruth had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2000 - May 6, 2015
FINANCIAL PLANNING CONSULTANTS, INC.
April 2, 1998 - December 17, 1999
CUTTER & COMPANY, INC.
October 28, 1988 - October 11, 1994
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 6, 1987 - November 7, 1988
NEWHARD, COOK & CO. INCORPORATED
December 20, 1982 - October 14, 1987
PRUDENTIAL EQUITY GROUP, LLC
September 30, 1981 - July 16, 1982
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL PLANNING CONSULTANTS, INC.
CRD#: 8541 / SEC#: , 8-25384
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
