Jean H. Alexis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Herriot Alexis was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1983. Jean had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 1988 - May 20, 1988
ROBERT AINBINDER & COMPANY
May 8, 1987 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
January 15, 1987 - March 3, 1987
PHILIPS, APPEL & WALDEN, INC.
September 25, 1986 - February 18, 1987
KUREEN & COOPER, INC.
August 6, 1986 - October 1, 1986
VANDERBILT SECURITIES, INC.
November 29, 1985 - June 19, 1986
ROONEY, PACE INC.
May 20, 1985 - December 9, 1985
DIVERSIFIED EQUITIES CORP.
July 20, 1983 - August 19, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBERT AINBINDER & COMPANY
CRD#: 18750 / SEC#: , 8-23760
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
