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JL

John Thomas Lynch

CRD# 1010863·Registered 2002 - 2018
Barred: John Thomas Lynch was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

John Thomas Lynch, who also goes by John Thomas Lynch Jr, was a registered financial advisor. John was a previously registered financial advisor and started their career in finance 2002 - 2018. John had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Thomas Lynch Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

DEMOPOLIS CAPITAL INC.·CRD# 14234
BD
Harlem, NY
November 10, 2015 - February 6, 2018
HERBERT J. SIMS & CO, INC.·CRD# 3420
BD
Scottsdale, AZ
October 27, 2014 - October 22, 2015
LAWSON FINANCIAL CORPORATION·CRD# 15261
BD
Scottsdale, AZ
May 21, 2009 - August 28, 2014
FFEC WEALTH PARTNERS LLC·CRD# 16507
RIA
Scottsdale, AZ
December 23, 2008 - May 26, 2009
FFEC WEALTH PARTNERS LLC·CRD# 16507
BD
Scottsdale, AZ
December 19, 2008 - May 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Phoenix, AZ
November 1, 2004 - December 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Phoenix, AZ
November 1, 2004 - December 19, 2008
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
January 1, 2002 - November 2, 2004

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Current Firm

DC
DEMOPOLIS CAPITAL INC.

DEMOPOLIS CAPITAL INC. | JOHN W. LOOFBOURROW ASSOCIATES, INC.

CRD#: 14234 / SEC#: 8-26525
BD
Terminated by SEC on 03/30/2021

Contact Information

Established

Delaware since 11/07/1980

Firm Type

Corporation

Fiscal Year End

November

Documents

Direct owners and executive officers

NamePositionCRD#
FUQUA, GAREY MANNENCEO/ PRESIDENT2980940
LOOFBOURROW, JOHN WADECHIEF COMPLIANCE OFFICER/FINOP312494

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed May 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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