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JR

John M. Repine

Some features on this profile are disabled
CRD#: 1010844
JR

Professional summary

John Michael Repine was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, John had worked at 10 firms, which includes CHELSEA FINANCIAL SERVICES, NATIONS FINANCIAL GROUP INC., MAIN STREET SECURITIES LLC, ARCHER ALEXANDER SECURITIES CORPORATION, BIRCHTREE FINANCIAL SERVICES LLC, BERTHEL FISHER & COMPANY FINANCIAL SERVICES INC., GENERAL SECURITIES CORP, INDEPENDENT INVESTORS SERVICES INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Repine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 2, 2006 - March 28, 2008

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
STATEN ISLAND, NY
Past

December 20, 2003 - January 23, 2004

NATIONS FINANCIAL GROUP, INC.

BD
CRD#: 44181
CEDAR RAPIDS, IA
Past

October 23, 2001 - January 23, 2002

MAIN STREET SECURITIES, LLC

BD
CRD#: 47127
HAYS, KS
Past

September 17, 1998 - December 15, 2006

ARCHER ALEXANDER SECURITIES CORPORATION

BD
CRD#: 41555
LEAWOOD, KS
Past

May 24, 1996 - September 15, 1998

BIRCHTREE FINANCIAL SERVICES LLC

BD
CRD#: 15014
MINNEAPOLIS, MN
Past

April 26, 1991 - May 29, 1996

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
CEDAR RAPIDS, IA
Past

May 24, 1989 - May 22, 1991

GENERAL SECURITIES CORP

BD
CRD#: 15062
NORTH KANSAS CITY, MO
Past

February 1, 1989 - May 8, 1989

INDEPENDENT INVESTORS SERVICES, INC.

BD
CRD#: 7215
Past

March 22, 1988 - February 17, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

October 23, 1981 - May 13, 1987

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/11/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/6/1989
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/8/1989
General Securities Principal Examination

Current Firm

CF
CHELSEA FINANCIAL SERVICES
CHELSEA FINANCIAL SERVICES | DBA CHELSEA FINANCIAL SERVICES | CHELSEA MORGAN SECURITIES, INC.

CRD#: 47770 / SEC#: , 8-51916

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
242 Main Street, Staten Island, NY 10307
Phone number
(718) 967-8400
Established
New York since 05/05/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PISAPIA, JOHN THOMASPRESIDENT2336216
SEBOLD, STEPHEN RAPHAELCHIEF COMPLIANCE OFFICER2453748

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHELSEA FINANCIAL SERVICES

CRD#: 47770

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