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AS

Anthony Robert Spatafore

CFP®
CRD# 1010815·Registered 1982 - 2023
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Robert Spatafore, CFP® was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1982 - 2023. Anthony had worked at 5 firms and has passed the SIE, Series 22, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1986

Years of Experience

44 years in the financial services industry

Current & Past Employments

ARS CAPITAL ADVISORS, INC.·CRD# 155121
RIA
Jericho, NY
July 10, 2021 - July 19, 2023
CADARET, GRANT & CO., INC.·CRD# 10641
RIA
Jericho, NY
May 4, 2021 - February 14, 2023
CADARET, GRANT & CO., INC.·CRD# 10641
RIA
Jericho, NY
January 30, 2014 - June 4, 2014
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Jericho, NY
October 2, 1989 - February 14, 2023
CADARET, GRANT & CO., INC.·CRD# 16404
BD
March 7, 1988 - October 2, 1989
NATHAN & LEWIS SECURITIES, INC.·CRD# 8503
BD
April 14, 1982 - February 10, 1988
HOME LIFE INSURANCE COMPANY·CRD# 4184
BD
February 17, 1982 - May 23, 1990

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Current Firm

AC
ARS CAPITAL ADVISORS, INC.

ARS CAPITAL ADVISORS, INC.

CRD#: 155121 / SEC#: 801-71875

Contact Information

Main Address

500 North Broadway Suite 139, Jericho, NY 11753

Phone Number

(516) 932-7223

# of Employees

3

Documents

Latest Form ADV

Part 2 Brochures

ARS ADV PART 2A (3/29/2022)

Regulatory Assets Under Management

Total Number of Accounts

1,677

AUM (Assets Under Management)

$132,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ARS CAPITAL ADVISORS INC. JERICHO, NY 8/2010 TO PRESENT RIA, LIFE, HEALTH, LTC AND ANNUITIES SALES. FULL TIME.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jun 1983About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1982About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 1989About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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