Anthony R. Spatafore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Robert Spatafore, CFP® was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1982. Anthony had worked at 5 firms and has passed the SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1986
Experience
July 10, 2021 - July 19, 2023
ARS CAPITAL ADVISORS, INC.
May 4, 2021 - February 14, 2023
CADARET, GRANT & CO., INC.
January 30, 2014 - June 4, 2014
CADARET, GRANT & CO., INC.
October 2, 1989 - February 14, 2023
CADARET, GRANT & CO., INC.
March 7, 1988 - October 2, 1989
CADARET, GRANT & CO., INC.
April 14, 1982 - February 10, 1988
NATHAN & LEWIS SECURITIES, INC.
February 17, 1982 - May 23, 1990
HOME LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARS CAPITAL ADVISORS, INC.
CRD#: 155121 / SEC#: 801-71875
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,677 |
| AUM (Assets Under Management) | $ 132,000,000 |
Red Flags
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