Mark L. Fractor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Lewis Fractor was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 1981. Mark had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2011 - January 22, 2016
STEELPOINT SECURITIES, LLC
September 21, 2009 - November 17, 2011
WBB SECURITIES, LLC
January 6, 2003 - November 17, 2011
WBB SECURITIES, LLC
January 5, 2001 - November 25, 2002
CROWN CAPITAL SECURITIES, L.P.
March 31, 1999 - February 2, 2001
MUTUAL SERVICE CORPORATION
May 21, 1990 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
August 8, 1983 - May 29, 1990
LPL FINANCIAL LLC
June 23, 1982 - May 4, 1983
FSC SECURITIES CORPORATION
November 7, 1981 - July 13, 1982
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEELPOINT SECURITIES, LLC
CRD#: 155847 / SEC#: , 8-68744
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
