Charles W. Fish

CHARLES FISH INVESTMENTS

IRVINE, CA 92606

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CRD#: 1010653

Professional summary

Charles Willard Fish, who also goes by Skip Fish, is a registered financial advisor currently at CHARLES FISH INVESTMENTS, INC. located in Irvine, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Charles has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Skip Fish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Willard Fish's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2010 - Present

CHARLES FISH INVESTMENTS, INC.

Office #1: 30 Corporate Park Suite 410, Irvine, CA 92606

RIA

CRD#: 110445

IRVINE, CA

Past

April 4, 2008 - December 31, 2009

ROCKWATER MUNICIPAL ADVISORS, LLC

RIA

CRD#: 134971

IRVINE, CA

Past

September 12, 1996 - December 31, 2009

CHARLES FISH INVESTMENTS, INC.

RIA

CRD#: 110445

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHARLES FISH INVESTMENTS, INC.

CHARLES FISH INVESTMENTS, INC. | FISH CHARLES INVESTMENTS INC

CRD#: 110445 / SEC#: 801-52674

RIA

Registered Investment Advisory firm - (8/13/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/12/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CHARLES FISH INVESTMENTS, INC.

CHARLES FISH INVESTMENTS, INC. | FISH CHARLES INVESTMENTS INC

CRD#: 110445 / SEC#: 801-52674

RIA

Registered Investment Advisory firm - (8/13/1996 Approved)

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Contact information

Main Address

30 Corporate Park Suite 410, Irvine, CA 92606

Mailing Address

Phone number

(949) 296-3970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CFI PART 2A (1/17/2025)

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 342,071,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles W. Fish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Willard Fish's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES FISH INVESTMENTS, INC.

ROCKWATER MUNICIPAL ADVISORS, LLC

CHARLES FISH INVESTMENTS, INC.

Primary Firm SEC Registration

CHARLES FISH INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Current Firm

CHARLES FISH INVESTMENTS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHARLES FISH INVESTMENTS, INC.

TRUST BUT VERIFY

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