Kenneth M. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Martin Davis, who also goes by Ken Davis, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1981. Kenneth had worked at 17 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2013 - October 30, 2014
INSTITUTE FOR WEALTH ADVISORS, INC.
July 23, 2008 - July 22, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 14, 2008 - July 22, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 17, 2005 - July 10, 2008
CETERA ADVISORS LLC
November 7, 2005 - July 10, 2008
CETERA ADVISORS LLC
October 6, 2005 - October 17, 2005
MML INVESTORS SERVICES, LLC
September 1, 2005 - October 17, 2005
MML INVESTORS SERVICES, LLC
May 30, 2001 - September 7, 2005
ALLSTATE FINANCIAL SERVICES, LLC
May 19, 2000 - May 29, 2003
FINSERVE LLC
January 18, 2000 - June 12, 2001
1ST GLOBAL CAPITAL CORP.
July 6, 1999 - May 31, 2000
CAPITAL FINANCIAL SERVICES, INC.
July 6, 1999 - November 6, 2000
ASCENSUS SECURITIES CORP.
January 23, 1997 - July 1, 1999
SECURIAN FINANCIAL SERVICES, INC.
September 19, 1995 - January 14, 1997
THE ADVISORS GROUP, INC.
September 29, 1994 - September 5, 1995
SENTRA SECURITIES CORPORATION
September 20, 1990 - September 20, 1994
THE ADVISORS GROUP, INC.
August 23, 1989 - September 11, 1990
ARMA FINANCIAL SERVICES, INC.
May 6, 1986 - August 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 29, 1985 - April 30, 1986
HAL WEBER & COMPANY
October 29, 1981 - July 22, 1985
YOUNG, SMITH & PEACOCK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSTITUTE FOR WEALTH ADVISORS, INC.
CRD#: 149347 / SEC#: 801-69925
Contact information
Red Flags
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