Craig G. Nilsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Gordon Nilsen was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1982. Craig had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2003 - July 8, 2003
NEWBRIDGE SECURITIES CORPORATION
May 15, 2001 - February 15, 2002
DISCOVERY CAPITAL GROUP
July 12, 2000 - August 14, 2000
PREFERRED SECURITIES GROUP, INC.
June 17, 1999 - February 23, 2000
GKN SECURITIES CORP.
September 4, 1997 - February 10, 1998
BILTMORE SECURITIES, INC.
September 29, 1994 - August 7, 1997
GKN SECURITIES CORP.
April 25, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
May 21, 1993 - April 14, 1994
D. H. BLAIR & CO., INC.
October 22, 1992 - May 7, 1993
H.J. MEYERS & CO., INC.
September 3, 1992 - October 15, 1992
CIBC WORLD MARKETS CORP.
July 26, 1991 - September 14, 1992
D. H. BLAIR & CO., INC.
July 10, 1990 - July 16, 1991
PRUDENTIAL EQUITY GROUP, LLC
March 1, 1989 - August 3, 1990
LEHMAN BROTHERS INC.
November 21, 1986 - March 15, 1989
UBS FINANCIAL SERVICES INC.
February 23, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 31, 1984 - December 11, 1986
LEHMAN BROTHERS INC.
September 30, 1983 - February 7, 1984
LEHMAN BROTHERS INC.
March 24, 1982 - July 7, 1983
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
