Karl R. Foust
Professional summary
Karl Ronald Foust JR was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Karl Ronald Foust JR, who also goes by Karl Ronald Foust, was a registered financial advisor .
Karl is a previously registered financial advisor and started their career in finance in 1981. Karl had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2009 - June 25, 2014
AVANTAX ADVISORY SERVICES
November 5, 2009 - June 25, 2014
AVANTAX INVESTMENT SERVICES, INC.
February 11, 2009 - October 12, 2009
GUNNALLEN FINANCIAL, INC
August 18, 2006 - October 12, 2009
GUNNALLEN FINANCIAL, INC
August 24, 1992 - September 17, 1992
H.J. MEYERS & CO., INC.
January 16, 1985 - November 16, 1990
H.J. MEYERS & CO., INC.
April 16, 1984 - January 18, 1985
APPLE FINANCIAL CORPORATION
October 20, 1981 - March 5, 1984
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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