Amelia J. Fortunato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amelia Joan Fortunato, who also goes by Amelia Bencivenga, Amelia Bencivenga Fortunato, Amy Fortunato, was a registered financial professional .
Amelia is a previously registered financial professional and started their career in finance in 1982. Amelia had worked at 22 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2006 - September 23, 2020
JANNEY MONTGOMERY SCOTT LLC
November 23, 2004 - January 3, 2005
GVC CAPITAL LLC
July 22, 2004 - December 31, 2004
J.P. TURNER & COMPANY, L.L.C.
May 21, 2002 - October 21, 2003
INDIANAPOLIS SECURITIES, INC.
June 29, 2001 - March 25, 2002
SOMERSET FINANCIAL GROUP, INC.
July 5, 2000 - November 9, 2000
THE THORNWATER COMPANY, L.P.
August 23, 1999 - July 3, 2000
MONTROSE CAPITAL MANAGEMENT LTD.
January 22, 1998 - September 17, 1999
WEATHERLY SECURITIES CORPORATION
January 21, 1998 - January 22, 1998
WEATHERLY SECURITIES CORPORATION
January 13, 1997 - January 20, 1998
PRIME CHARTER LTD.
November 1, 1996 - January 15, 1997
WELLS FARGO CLEARING SERVICES, LLC
April 17, 1995 - February 27, 1996
CAL FED INVESTMENTS
May 19, 1994 - August 3, 1994
WALL STREET ACCESS
April 30, 1993 - May 18, 1994
INDEPENDENT FINANCIAL SECURITIES, INC.
October 16, 1990 - June 28, 1991
NORTHEAST BROKERAGE SERVICES CORPORATION
May 9, 1989 - October 24, 1990
WAMU INVESTMENTS, INC.
May 5, 1988 - May 15, 1989
MORGAN STANLEY DW INC.
March 24, 1988 - April 14, 1988
M.Y. SAFRA SECURITIES, INC.
January 21, 1988 - May 11, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
March 9, 1987 - September 26, 1988
SANDHURST SECURITIES LTD.
March 20, 1984 - December 19, 1985
D. H. BLAIR & CO., INC.
September 1, 1983 - November 28, 1983
G.RESEARCH, LLC
January 27, 1982 - April 22, 1982
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
