Rachel J. Davenport
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rachel Joy Davenport, who also goes by Rachel Joy Goldenberg, was a registered financial advisor .
Rachel is a previously registered financial advisor and started their career in finance in 1981. Rachel had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2001 - January 26, 2005
KLEIN INVESTMENT GROUP, L.P.
May 1, 2001 - December 31, 2012
HORIZON ADVISERS LLC
July 14, 1994 - May 19, 2000
KLEIN INVESTMENT GROUP, L.P.
March 10, 1994 - April 24, 1995
JEFFERIES LLC
October 1, 1993 - February 24, 1994
CP INVESTMENTS, LLC
March 30, 1993 - August 30, 1993
J.P. MORGAN SECURITIES LLC
May 26, 1989 - February 23, 1993
GRUNTAL & CO., L.L.C.
September 25, 1981 - June 1, 1989
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KLEIN INVESTMENT GROUP, L.P.
CRD#: 36392 / SEC#: , 8-47247
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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