Thomas A. Ginther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Allan Ginther was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 1990 - December 31, 1990
SHUBERT RIZOR SECURITIES, INC.
May 14, 1987 - August 9, 1988
BRAUER & ASSOCIATES, INC.
September 23, 1985 - January 16, 1987
FINANCIAL PLACEMENT INTERNATIONAL, INC.
June 14, 1983 - September 17, 1985
FIRST PARK EQUITIES, INC.
December 22, 1982 - September 25, 1985
PFS INVESTMENTS INC.
December 22, 1982 - January 1, 1986
INVESTACORP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SHUBERT RIZOR SECURITIES, INC.
CRD#: 18581 / SEC#: , 8-36870
Contact information
Documents
Red Flags
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