Sheryl A. Barbin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheryl A Barbin, who also goes by Sheryl Anne Barbin, Sheryl Barbin Livezey, was a registered financial professional .
Sheryl is a previously registered financial professional and started their career in finance in 1982. Sheryl had worked at 7 firms and has passed the Series 63, SIE, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - October 27, 2014
VALDES & MORENO, INC.
May 6, 2013 - November 11, 2013
CV BROKERAGE, INC
February 4, 2013 - May 31, 2013
QUOIN CAPITAL LLC
May 28, 1996 - May 2, 2012
OPPENHEIMER & CO. INC.
May 17, 1995 - April 23, 1996
BOENNING & SCATTERGOOD, INC.
September 9, 1983 - November 3, 1994
A. WEBSTER DOUGHERTY & CO., INCORPORATED
October 29, 1982 - September 7, 1983
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALDES & MORENO, INC.
CRD#: 37560 / SEC#: , 8-47810
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LISTROM, MARCO REID | PRESIDENT & CHIEF COMPLIANCE OFFICER | 310764 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
