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DM

Dennis P. Marinich

FUTURE FINANCIAL WEALTH MANAGEMENT GROUP
SARASOTA, FL
Some features on this profile are disabled
CRD#: 1010011
DM

Professional summary

Dennis Paul Marinich is a registered financial advisor currently at FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLC located in Sarasota, Florida.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Dennis has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Paul Marinich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 19, 2018 - Present

FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLC

RIA
CRD#: 291484
SARASOTA, FL
Past

May 23, 2016 - February 8, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
CINCINNATI, OH
Past

May 20, 2016 - February 8, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
CINCINNATI, OH
Past

December 5, 2005 - May 20, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CINCINNATI, OH
Past

November 30, 2005 - May 20, 2016

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CINCINNATI, OH
Past

November 10, 1999 - December 20, 2005

ADVEST, INC.

RIA
CRD#: 10
CINCINNATI, OH
Past

December 12, 1986 - December 20, 2005

ADVEST, INC.

BD
CRD#: 10
CINCINNATI, OH
Past

February 2, 1982 - October 3, 1986

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLC
FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLC

CRD#: 291484 / SEC#: 801-112274

RIA
Registered Investment Advisory firm - (1/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/21/2018)
IAR
Ohio
(1/19/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/8/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/11/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/8/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 4/27/1987
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 2/12/1986
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

FF
FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLC
FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLC

CRD#: 291484 / SEC#: 801-112274

RIA
Registered Investment Advisory firm - (1/2/2018 Approved)
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Contact information

Main Address
7817 Cooper Road, Suite D, Cincinnati, OH 45242
Mailing Address
Phone number
(513) 817-3131
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FFWM FORM ADV 2A (3/28/2025)
FFWM WRAP BROCHURE (2/17/2025)

Regulatory assets under management

Total Number of Accounts690
AUM (Assets Under Management)$ 184,466,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLC

CRD#: 291484Sarasota, FL

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