Edward J. Looney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Looney JR, who also goes by Edward Joseph Looney, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1981. Edward had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2014 - September 8, 2015
J.P. TURNER & COMPANY, L.L.C.
May 19, 2010 - March 14, 2014
WORLD EQUITY GROUP, INC.
April 27, 2007 - June 9, 2010
REGAL SECURITIES, INC.
February 7, 2005 - May 13, 2005
RYAN BECK & CO.
March 7, 2003 - May 8, 2003
RBC CAPITAL MARKETS, LLC
March 5, 1992 - March 7, 2003
FIRST INSTITUTIONAL SECURITIES, L.L.C.
February 1, 1989 - March 25, 1992
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
December 26, 1986 - February 1, 1989
GLICKENHAUS & CO. - NEW JERSEY
April 26, 1986 - December 26, 1986
LISS TENNER & GOLDBERG SECURITIES CORPORATION
December 17, 1981 - June 3, 1986
GLICKENHAUS & CO. - NEW JERSEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/12/1999
Limited Representative-Equity Trader ExamCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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