Stuart Bockler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Bockler was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1981. Stuart had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1994 - March 16, 1995
H.J. MEYERS & CO., INC.
February 13, 1992 - May 7, 1993
NORTHEAST SECURITIES, LLC
April 19, 1990 - April 9, 1991
REICH & CO., INC.
August 31, 1988 - March 27, 1990
UBS FINANCIAL SERVICES INC.
September 17, 1986 - September 10, 1988
ADVEST, INC.
September 21, 1983 - November 13, 1986
THOMSON MCKINNON SECURITIES INC.
September 23, 1981 - September 16, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
H.J. MEYERS & CO., INC.
CRD#: 15609 / SEC#: , 8-32427
Contact information
Documents
Red Flags
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