Kevin A. Marshburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Arthur Marshburn was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1983. Kevin had worked at 5 firms and has passed the Series 63, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1994 - December 22, 1995
FALCONWOOD SECURITIES CORPORATION
January 7, 1991 - July 7, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 1, 1989 - January 14, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 1985 - March 2, 1987
MORGAN STANLEY DW INC.
November 22, 1983 - April 8, 1985
CRALIN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FALCONWOOD SECURITIES CORPORATION
CRD#: 25062 / SEC#: , 8-25902
Contact information
Documents
Red Flags
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