Rudolf A. Hokanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rudolf Arthur Hokanson was a registered financial professional .
Rudolf is a previously registered financial professional and started their career in finance in 1981. Rudolf had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 16 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2011 - July 10, 2017
BARRINGTON RESEARCH ASSOCIATES, INC.
June 30, 1997 - July 9, 2001
CIBC WORLD MARKETS CORP.
March 16, 1994 - July 10, 1997
DEUTSCHE BANK SECURITIES INC.
September 4, 1990 - March 4, 1994
WELLS FARGO CLEARING SERVICES, LLC
April 20, 1987 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
May 11, 1983 - May 2, 1987
THE MILWAUKEE COMPANY
October 15, 1981 - May 3, 1983
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARRINGTON RESEARCH ASSOCIATES, INC.
CRD#: 13820 / SEC#: , 8-29831
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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