Edward A. Kucler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Alan Kucler was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1981. Edward had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2006 - December 31, 2008
KUCLER FINANCIAL SERVICES
August 15, 1990 - January 2, 2015
FINANCIAL AMERICA SECURITIES, INC.
June 19, 1989 - August 23, 1990
FIRST OHIO SECURITIES COMPANY
July 17, 1985 - June 10, 1989
CIDCO INVESTMENT SERVICES, INC.
September 24, 1981 - August 1, 1983
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
