Charles C. Werckenthien
Professional summary
Charles Caesar Werckenthien, who also goes by Charles Ceasar Werckenthien, Chuck Werckenthien, is a registered financial advisor currently at SECURESTATE located in Pendleton, Indiana and PRIVATE CLIENT SERVICES, LLC located in Pendleton, Indiana.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Charles has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Caesar Werckenthien's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2020 - Present
SECURESTATE
Office #1: 100 S Main St., Pendleton, IN 46064August 10, 2020 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 100 South Main Street, Pendleton, IN 46064January 2, 2015 - August 14, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 2, 2015 - August 14, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 29, 2003 - January 2, 2015
NATIONAL PLANNING CORPORATION
January 27, 2003 - January 2, 2015
NATIONAL PLANNING CORPORATION
May 3, 2002 - January 27, 2003
USA FINANCIAL SECURITIES LLC
November 16, 2001 - January 27, 2003
USA FINANCIAL SECURITIES LLC
June 12, 2000 - November 26, 2001
CINCINNATI ANALYSTS, INC.
December 23, 1997 - June 16, 2000
AMERICAN GENERAL EQUITY SERVICES CORPORATION
July 22, 1985 - May 16, 1989
AMERICAN GENERAL SECURITIES INCORPORATED
November 20, 1981 - July 23, 1986
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2025)
(8/10/2020)
(8/17/2022)
(8/28/2020)
(10/2/2020)
(8/13/2020)
(8/17/2020)
(2/28/2024)
(8/10/2020)
(8/10/2020)
(8/10/2020)
(3/17/2025)
(4/22/2022)
(3/27/2025)
(8/10/2020)
(8/10/2020)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SECURESTATE
CRD#: 309230 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 85,152,432 |
Red Flags
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Company Information
SECURESTATE
CRD#: 309230Pendleton, IN 46064TRUST BUT VERIFY
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