Timothy C. Ng

FIDUCIENT ADVISORS LLC

Windsor, CT 06095

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CRD#: 1009388

Professional summary

Timothy Chan Ng is a registered financial advisor currently at FIDUCIENT ADVISORS LLC located in Windsor, Connecticut.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Timothy has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 82, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Chan Ng's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2024 - Present

FIDUCIENT ADVISORS LLC

Office #1: 100 Northfield Drive Suite 200, Windsor, CT 06095

RIA

CRD#: 106720

Windsor, CT

Past

February 9, 2018 - August 21, 2023

ENCLAVE CAPITAL LLC

CRD#: 22732

BOCA RATON, FL

Past

December 1, 1998 - July 10, 2003

AIA CAPITAL MARKETS LLC

CRD#: 44156

NEW YORK, NY

Past

October 12, 1994 - October 22, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 23, 1990 - October 17, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

September 27, 1988 - August 7, 1990

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

July 1, 1985 - October 17, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 21, 1984 - June 12, 1985

TWENTY-FIRST SECURITIES CORPORATION

CRD#: 14461

Past

June 26, 1984 - July 10, 1984

LEHMAN BROTHERS INC.

CRD#: 7506

Past

July 7, 1983 - June 22, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

Past

June 8, 1982 - June 30, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

September 26, 1981 - July 14, 1982

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIENT ADVISORS LLC

DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC

CRD#: 106720 / SEC#: 801-48820

RIA

Registered Investment Advisory firm - (3/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/12/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 2/9/2018

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 7

Date: 9/19/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/5/2001

General Securities Principal Examination

Current Firm

FIDUCIENT ADVISORS LLC

DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC

CRD#: 106720 / SEC#: 801-48820

RIA

Registered Investment Advisory firm - (3/27/1995 Approved)

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Contact information

Main Address

500 W Madison Street Suite 3260, Chicago, IL 60661-4593

Mailing Address

Phone number

(312) 853-1000

Established

Firm type

Fiscal year end

# of Employees

218

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDUCIENT ADVISORS LLC PART 2A (11/25/2025)

Regulatory assets under management

Total Number of Accounts	1,150
AUM (Assets Under Management)	$ 67,638,977,771

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/30/2024	Cover Page	Report
11/14/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy C. Ng

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Chan Ng's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENCLAVE CAPITAL LLC

AIA CAPITAL MARKETS LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

CIBC WORLD MARKETS CORP.

CITIGROUP GLOBAL MARKETS INC.

TWENTY-FIRST SECURITIES CORPORATION

LEHMAN BROTHERS INC.

LEHMAN BROTHERS KUHN LOEB INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

FIDUCIENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/12/2024

Series 63

Date: 10/9/1981

SIE

Date: 10/1/2018

Series 82

Date: 2/9/2018

Series 7

Date: 9/19/1981

Series 24

Date: 7/5/2001

Current Firm

FIDUCIENT ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIENT ADVISORS LLC

TRUST BUT VERIFY

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