Steven J. Henricks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Jeffrey Henricks, who also goes by Steven Jeffrey Hendricks, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1981. Steven had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2008 - August 26, 2010
HUNTER WISE SECURITIES, LLC
January 2, 2004 - November 17, 2008
BRITEHORN SECURITIES
March 8, 1996 - November 4, 1998
ARC SECURITIES, LLC
February 1, 1991 - February 15, 1994
COLLIERS SECURITIES LLC
October 17, 1990 - February 22, 1991
BARRON CHASE SECURITIES, INC.
March 3, 1987 - November 15, 1990
TAMARON INVESTMENTS, INC.
May 6, 1986 - March 23, 1987
BSI HOLDINGS, INC.
February 26, 1986 - April 16, 1986
PENDRICK REEVES ASSOCIATES, INC.
December 21, 1984 - December 21, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
March 12, 1984 - September 4, 1984
L. F. ROTHSCHILD & CO. INCORPORATED
November 1, 1981 - June 15, 1984
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HUNTER WISE SECURITIES, LLC
CRD#: 104193 / SEC#: , 8-52660
Contact information
Documents
Red Flags
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