Raymond M. Clark

THE CLARK GROUP ASSET MANAGEMENT

Dana Point, CA 92629

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CRD#: 1009242

Professional summary

Raymond Musset Clark JR, CFP®, who also goes by Raymond Mussett Clark Jr, Raymond Mussett Clark, is a registered financial advisor currently at THE CLARK GROUP ASSET MANAGEMENT located in Dana Point, California.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Raymond has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raymond Mussett Clark Jr | Raymond Mussett Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PACHIRA INVESTMENTS, INC. DBA THE CLARK GROUP ASSET MANAGEMENT; INVESTMENT RELATED; 24941 DANA POINT HARBOR DR. STE. C210 DANA POINT, CA 92629; RIA; PRESIDENT; START DATE: 11/2005; APPROX 160 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Musset Clark JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

October 1, 2012 - Present

THE CLARK GROUP ASSET MANAGEMENT

Office #1: 24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629

RIA

CRD#: 164405

Dana Point, CA

Past

October 29, 2012 - December 31, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SHERMAN OAKS, CA

Past

November 9, 2005 - October 31, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SHERMAN OAKS, CA

Past

November 9, 2005 - October 31, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SHERMAN OAKS, CA

Past

June 18, 2001 - November 21, 2005

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

LOS ANGELES, CA

Past

January 13, 2001 - November 21, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

September 15, 1993 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

January 28, 1988 - September 17, 1993

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

April 10, 1986 - December 21, 1987

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

June 9, 1983 - April 3, 1986

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

October 22, 1981 - June 28, 1983

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE CLARK GROUP ASSET MANAGEMENT

PACHIRA INVESTMENTS, INC. | THE CLARK GROUP ASSET MANAGEMENT

CRD#: 164405 / SEC#: 801-77136

RIA

Registered Investment Advisory firm - (9/28/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/1/2012)

IAR

Texas
(10/4/2012)

IAR

Washington
(12/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Current Firm

THE CLARK GROUP ASSET MANAGEMENT

PACHIRA INVESTMENTS, INC. | THE CLARK GROUP ASSET MANAGEMENT

CRD#: 164405 / SEC#: 801-77136

RIA

Registered Investment Advisory firm - (9/28/2012 Approved)

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Contact information

Main Address

24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629

Mailing Address

Phone number

(949) 558-3898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 291,806,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond M. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Musset Clark JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

SUTRO & CO. INCORPORATED

DREXEL BURNHAM LAMBERT INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

THE CLARK GROUP ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/1997

Series 63

Date: 12/10/1985

Series 7

Date: 10/17/1981

Current Firm

THE CLARK GROUP ASSET MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE CLARK GROUP ASSET MANAGEMENT

TRUST BUT VERIFY

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