Miles Arthur Bahl
Professional Summary
Miles Arthur Bahl, who also goes by Mike Bahl, was a registered financial advisor. Miles was a previously registered financial professional and started their career in finance 1970 - 2014. Miles had worked at 5 firms and has passed the Series 65, Series 63, PC, Series 7, Series 1, Series 000, Series 00 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Bahl
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
60 years in the financial services industry
Current & Past Employments
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Current Firm
DU PASQUIER & CO. INC. | HANSON & HANSON INCORPORATED | DUPASQUIER ASSET MANAGEMENT | DUPASQUIER & CO., INC. | DU PASQUIER ASSET MANAGEMENT | DU PASQUIER & CO., INC.
Contact Information
Established
Delaware since 04/23/1980Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Jul 1979Series 1 — Registered Representative Examination
Passed Nov 1966Series 000 — General Securities Principal Examination
Passed Nov 1966Series 00 — General Securities Principal Examination
Passed Sep 1970Series 12 — NYSE Branch Manager Examination
Passed Jul 1969Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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