William J. Donohue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Donohue was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2021 - January 22, 2026
INSPEREX LLC
September 7, 2017 - July 12, 2021
280 SECURITIES LLC
January 17, 2003 - April 12, 2016
CREDIT SUISSE SECURITIES (USA) LLC
May 9, 2000 - January 17, 2003
PERSHING LLC
September 21, 1998 - May 24, 2000
LPL FINANCIAL LLC
June 25, 1993 - January 9, 1998
CHAPDELAINE TULLETT PREBON, LLC
November 5, 1991 - January 12, 1993
U.S. SECURITIES, INC.
January 12, 1989 - November 1, 1991
BNE CAPITAL MARKETS, INC.
June 16, 1988 - November 22, 1988
MUFG AMERICAS CORPORATE ADVISORY, INC.
May 26, 1987 - March 27, 1990
WOLFE & HURST BOND BROKERS INC.
February 22, 1983 - May 11, 1988
HARRY DOWNS & COMPANY, INC.
December 11, 1981 - May 26, 1987
WOLFE & HURST SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSPEREX LLC
CRD#: 101420 / SEC#: , 8-52081
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| LEHRMAN, IRA | CHIEF TECHNOLOGY OFFICER | 2577289 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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