Stuart M. Hammerle
Professional summary
Stuart Michael Hammerle was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stuart is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Stuart had worked at 6 firms, which includes RUTHERFORD BROWN & CATHERWOOD LLC, BOENNING & SCATTERGOOD INC., JANNEY MONTGOMERY SCOTT LLC, LEGG MASON WOOD WALKER INCORPORATED, FIRST UNION CAPITAL MARKETS CORP., BUTCHER & SINGER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2003 - November 1, 2004
RUTHERFORD, BROWN & CATHERWOOD, LLC
April 25, 2002 - July 14, 2003
BOENNING & SCATTERGOOD, INC.
June 30, 1996 - May 6, 2002
JANNEY MONTGOMERY SCOTT LLC
July 11, 1994 - June 12, 1996
LEGG MASON WOOD WALKER, INCORPORATED
January 1, 1991 - July 12, 1994
FIRST UNION CAPITAL MARKETS CORP.
November 27, 1981 - January 1, 1991
BUTCHER & SINGER INC.
State Registrations and Notice Filings
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Exams
Current Firm
RUTHERFORD, BROWN & CATHERWOOD, LLC
CRD#: 10306 / SEC#: , 8-26902
Contact information
Documents
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