James R. Jundt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Richard Jundt, who also goes by James R Jundt, Jim Richard Jundt, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1995. James had worked at 2 firms and has passed the Series 63, Series 3, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2007 - March 26, 2013
JRJ MANAGEMENT, L.L.C.
November 22, 1995 - December 8, 2006
U.S. GROWTH INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JRJ MANAGEMENT, L.L.C.
CRD#: 145520 / SEC#: 801-68486
Contact information
Red Flags
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