Marc H. Stoltz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Harold Stoltz was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1987. Marc had worked at 65 firms and has passed the Series 63, SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2015 - July 14, 2021
ADVENTIX GLOBAL MARKETS LLC
May 20, 2014 - February 19, 2021
IFM (US) SECURITIES, LLC
November 29, 2012 - June 3, 2019
SOGOTRADE, INC.
June 29, 2012 - November 13, 2012
MAREX CAPITAL MARKETS INC.
June 17, 2010 - April 28, 2011
MERCURY EQUITY GROUP, LLC
December 3, 2009 - June 30, 2022
AEGIS ENERGY ADVISORS CORP.
September 14, 2009 - June 3, 2015
LAUREL HILL SECURITIES LLC
July 20, 2009 - March 28, 2016
WYNSTON HILL CAPITAL, LLC
October 2, 2008 - November 14, 2013
PARK MADISON PARTNERS LLC
June 9, 2008 - September 22, 2010
KTA CAPITAL, LLC
June 1, 2007 - May 7, 2014
HASTINGS CAPITAL GROUP, LLC
April 18, 2007 - October 10, 2014
ROCKWELL SECURITIES LLC
February 26, 2007 - December 16, 2015
ROCKWELL GLOBAL CAPITAL LLC
February 8, 2007 - June 9, 2009
CONSTELLATION WEALTH ADVISORS LLC
May 1, 2006 - December 31, 2019
LEBENTHAL FINANCIAL SERVICES, INC.
October 7, 2005 - July 29, 2015
BLOCK ORDERS EXECUTION, LLC
May 4, 2005 - May 24, 2005
PIN FINANCIAL, LLC
October 27, 2004 - August 9, 2022
THE ULTIMA GLOBAL MARKETS (USA), INC.
July 28, 2004 - August 12, 2005
BLUEFIELD SECURITIES, LLC
October 2, 2003 - October 30, 2014
ACHELOUS PARTNERS, LLC
March 21, 2003 - May 8, 2008
CONSOLIDATED RESEARCH LLC
March 14, 2003 - May 24, 2022
EMPIRICAL RESEARCH PARTNERS LLC
January 28, 2003 - May 10, 2004
TRIDENT PARTNERS LTD.
May 9, 2002 - May 28, 2004
VERITAS CAPITAL ADVISORS LLC
March 8, 2002 - August 29, 2005
FIRSTSIGHT, LLC
January 2, 2002 - February 6, 2004
OPPENHEIMER & CO. INC.
December 5, 2001 - April 18, 2005
FLEXTRADE LLC
December 4, 2001 - July 26, 2002
TRADINGSCREEN INC.
November 20, 2001 - January 23, 2003
D/B/A CLARKSONS PLATOU SECURITIES
October 30, 2001 - May 17, 2004
ARISTATRADE SECURITIES, LLC
October 24, 2001 - December 5, 2003
ARCLIGHT FINANCIAL, LLC
May 21, 2001 - April 7, 2016
BROADBAND CAPITAL MANAGEMENT, LLC
February 7, 2001 - May 14, 2002
RED-HORSE SECURITIES, LLC
January 29, 2001 - October 9, 2003
IATMARKETS LLC
October 6, 2000 - April 27, 2010
DE GUARDIOLA ADVISORS, LLC
February 10, 2000 - March 17, 2014
SBERBANK CIB USA, INC.
January 26, 2000 - February 2, 2004
LOUIS CAPITAL MARKETS, LLC
July 26, 1999 - January 11, 2007
ISI CAPITAL, LLC
April 1, 1999 - August 7, 2002
RENCAP SECURITIES, INC.
March 2, 1999 - June 24, 2004
MERCURY EQUITY GROUP, LLC
August 28, 1998 - May 11, 2022
ARCADIA SECURITIES, LLC
July 2, 1998 - August 25, 1998
FIRST MERGER CAPITAL, INC
April 7, 1998 - January 11, 2008
TOBIAS BROS. INC.
July 16, 1997 - November 21, 2000
JOSEPH DILLON & COMPANY INC.
May 8, 1997 - May 15, 1997
TRIMERICA SECURITIES INC
March 20, 1997 - May 17, 1998
RENCAP SECURITIES, INC.
November 19, 1996 - November 19, 1996
EVOLUTION CAPITAL, INC.
June 25, 1996 - March 3, 2003
APB FINANCIAL GROUP, LLC
May 21, 1996 - February 9, 1998
FINE EQUITIES, INC.
March 8, 1996 - November 2, 1999
DECKER, FAGIN & MCDONOUGH, INC.
October 18, 1995 - January 2, 2002
PRIME CHARTER LTD.
August 22, 1995 - November 19, 2018
OLSTEIN CAPITAL MANAGEMENT, L.P.
May 10, 1994 - December 8, 1994
CODA MARKETS, INC.
May 6, 1993 - January 1, 1996
TALLWOOD ASSOCIATES, INC.
February 5, 1993 - August 31, 1993
PACIFIC EQUITY RESEARCH, INC.
January 15, 1993 - May 27, 2005
G-V CAPITAL CORP.
August 13, 1992 - January 31, 2011
KADICK, INCORPORATED
July 9, 1992 - January 1, 1993
EUROPEAN AMERICAN SECURITIES, INC.
October 15, 1991 - March 23, 1992
FLETCHER CAPITAL MARKETS, INC.
September 3, 1991 - October 15, 1992
BERENSON & COMPANY, LLC
July 25, 1991 - August 7, 1991
J.W. BARCLAY & CO., INC.
July 23, 1991 - October 29, 1997
SANDS BROTHERS & CO., LTD.
February 25, 1991 - February 17, 1993
ABACO INTERNATIONAL CORPORATION
March 9, 1990 - June 3, 1991
BENEDETTO, GARTLAND & COMPANY, INC.
April 4, 1988 - February 27, 1990
J. T. MORAN & CO., INC.
March 10, 1988 - April 19, 1988
WESTCO INVESTMENT CORP.
September 29, 1987 - March 16, 1988
EDKO SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ADVENTIX GLOBAL MARKETS LLC
CRD#: 170640 / SEC#: , 8-69427
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON SQUARE PARTNERS (FORMER NAME: ARDENT FINANCIAL LIMITED (UNITED KINGDOM) | 100% OWNER | |
| MCCLEAN, DAVID EDWARD | FINOP, CFO, CCO | |
| PERRY, JUSTIN MAXWELL | CEO | 2972607 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
