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Terry G. Maxwell

MAXWELL INVESTMENT ADVISORY SERVICES
TROY, MI 48084
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CRD#: 1008784
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Professional summary


Terry George Maxwell is a registered financial advisor currently at MAXWELL INVESTMENT ADVISORY SERVICES located in Troy, Michigan.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Terry has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Terry George Maxwell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 9, 1996 - Present

MAXWELL INVESTMENT ADVISORY SERVICES

Office #1: 101 W. Big Beaver Rd 14th Floor, Troy, MI 48084
RIA
CRD#: 104922
TROY, MI
Past

March 2, 1987 - July 16, 2003

MAXWELL FINANCIAL GROUP

BD
CRD#: 18505
TROY, MI
Past

December 19, 1984 - April 7, 1987

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
Past

July 7, 1983 - January 23, 1985

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

January 12, 1983 - August 11, 1983

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(7/12/2012)
IAR
Michigan
(10/27/2011)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/26/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MI
MAXWELL INVESTMENT ADVISORY SERVICES
MAXWELL ADVISORY SERVICES INC | MAXWELL INVESTMENT ADVISORY SERVICES

CRD#: 104922 / SEC#: 801-23402

RIA
Registered Investment Advisory firm - (8/5/2002 Terminated)
Arizona
Registered Investment Advisory firm - (7/12/2012 Approved)
Florida
Registered Investment Advisory firm - (11/2/2022 Terminated)
Michigan
Registered Investment Advisory firm - (7/15/2002 Approved)
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Contact information


Main Address
101 West Big Beaver Rd. 14th Floor, Troy, MI 48084
Mailing Address
Phone number
(248) 362-3100
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts36
AUM (Assets Under Management)$ 9,072,986

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MAXWELL INVESTMENT ADVISORY SERVICES

CRD#: 104922Troy, MI 48084

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Contact information


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