Gary L. Ran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Louis Ran was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2013 - June 2, 2021
TELEMUS CAPITAL, LLC
August 26, 2010 - September 12, 2013
TELEMUS INVESTMENT MANAGEMENT, LLC
July 7, 2005 - February 5, 2013
TELEMUS INVESTMENT BROKERS, LLC
February 11, 2005 - July 27, 2005
LASALLE ST SECURITIES, L.L.C.
September 3, 1999 - February 23, 2005
UBS FINANCIAL SERVICES INC.
June 30, 1983 - September 10, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 1982 - June 24, 1983
ASHTON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TELEMUS CAPITAL, LLC
CRD#: 168794 / SEC#: 801-78535
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 4,367 |
| AUM (Assets Under Management) | $ 2,972,199,618 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/11/2024 | ||
| 11/22/2022 | ||
| 02/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
