Marlene J. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlene Joyce Wilson was a registered financial professional .
Marlene is a previously registered financial professional and started their career in finance in 1981. Marlene had worked at 5 firms and has passed the Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2012 - December 31, 2012
HAZARD & SIEGEL, INC.
June 29, 1992 - July 25, 2012
FSC SECURITIES CORPORATION
October 3, 1985 - July 1, 1992
KEOGLER, MORGAN & COMPANY, INC.
October 8, 1984 - October 11, 1985
FSC SECURITIES CORPORATION
September 9, 1981 - December 10, 1984
AMERICAN EXPRESS FINANCIAL CORPORATION
September 9, 1981 - December 10, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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