Henry H. Sturges
Professional summary
Henry Hale Sturges, who also goes by Hank Struges, is a registered financial professional currently at THE STURGES COMPANY located in Naples, Florida.
Henry is registered as a RR (Registered Representative) and started their career in finance in 1981. Henry has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Hale Sturges's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 1986 - Present
THE STURGES COMPANY
August 17, 1982 - February 25, 1986
CRANSTON SECURITIES COMPANY
October 9, 1981 - July 8, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/1986)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE STURGES COMPANY
CRD#: 17025 / SEC#: , 8-34910
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STURGES, MICHAEL RICHARD | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER/FINOP/CFO | 703561 |
Red Flags
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