Lawrence J. Chazen
Professional summary
Lawrence Jack Chazen is a registered financial advisor currently at LAWRENCE J. CHAZEN, INC. located in Carmel, California.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Lawrence has worked at 3 firms and has passed the Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Jack Chazen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2011 - Present
LAWRENCE J. CHAZEN, INC.
Office #1: 6 Th And Mission Street Second Floor, Carmel, CA 93921July 8, 1997 - August 22, 2011
LAWRENCE J. CHAZEN, INC.
January 29, 1982 - March 14, 1992
CHAZEN SECURITIES, INC.
December 9, 1981 - January 22, 1982
HAKMAN & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/3/2011)
Exams
Current Firm
LAWRENCE J. CHAZEN, INC.
CRD#: 119350 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 35,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LAWRENCE J. CHAZEN, INC.
CRD#: 119350Carmel, CA 93921TRUST BUT VERIFY
Monitor Lawrence Chazen
Get automatic monthly alerts on:
