JM
Joseph A. Monaco
Some features on this profile are disabled
CRD#: 1008223
JM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Monaco was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1981. Joseph had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: NORFOLK SPORTS CLUB; ADDRESS OF OBA: VIRGINIA BEACH, VA; NATURE: LOCAL SPORTS CLUB; VARIOUS SPEAKERS EACH MEETING; PURPOSE IS TO RAISE FUNDS FOR SCHOLARSHIP FUND; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD OF DIRECTORS AND CHAIRMAN OF SCHOLARSHIP COMMITTEE; DUTIES: MEET WITH OTHER BOARD OF DIRECTORS TO PLAN MEETINGS, SCHEDULE FUNDRAISERS AND GIVE SCHOLARSHIPS TO LOCAL STUDENT ATHLETES; START DATE: 04/02/2009; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.5; (2.) NAME OF OBA: WAVE COLLECTIVE; ADDRESS OF OBA: 1000 NORTH GREAT NECK ROAD, VIRGINIA BEACH, VA 23454; NATURE: NETWORK OF CHRISTIAN CHURCHES; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD OF DIRECTORS; DUTIES: MEET WITH OTHER BOARD OF DIRECTORS AS AN ELDER OF WAVE CHURCH; START DATE: 01/01/2012; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: WAVE CHILDREN'S LEARNING CENTER; ADDRESS OF OBA: 1000 NORTH GREAT NECK ROAD, VIRGINIA BEACH, VA 23454; NATURE: WAVE CHILDREN'S LEARNING CENTER IS A PRESCHOOL LOCATED IN WAVE CHURCH; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD OF DIRECTORS; DUTIES: ASSIST OTHER BOARD OF DIRECTORS WITH BUDGETING AND DECISION MAKING FOR THE PRESCHOOL OF THE CHURCH; START DATE: 01/01/2010; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: VIRGINIA BEACH PARKS AND RECREATION DEPARTMENT; ADDRESS OF OBA: BUILDING 21, 2408 COURTHOUSE DR, VIRGINIA BEACH, VA 23456; NATURE: COMMISSIONER OF THE LOCAL PARKS & REC DEPARTMENT FOR THE CITY OF VIRGINIA BEACH; INVESTMENT RELATED: NO; TITLE WITH OBA: COMMISSIONER; DUTIES: MEET WITH OTHER COMMISSIONERS IN THE CITY TO MAKE DECISIONS REGARDING PARKS & REC FOR THE CITY; START DATE: 09/01/2018; APPROX. NUMBER OF HOURS/MONTH: 8; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (5.) NAME OF OBA: JOSEPH A. MONACO; ADDRESS OF OBA: 448 VIKING DRIVE, SUITE, 230, VIRGINIA BEACH, VA 23452; NATURE: CHRISTIAN-BASED SPEECHES FOCUS ON MANAGING A BUSINESS, BALANCING A FAMILY AND BEING A BUSINESS OWNER, ETC.; INVESTMENT RELATED: NO; TITLE WITH OBA: MOTIVATIONAL SPEAKER; DUTIES: SPEAKING FOR VARIOUS GROUPS AND RECORDED SEVERAL CDS OF MOTIVATIONAL SPEECHES; START DATE: 01/01/2006; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (6.) NAME OF OBA: BELLWOOD ESTATES CIVIC LEAGUE; ADDRESS OF OBA: VIRGINIA BEACH, VA; NATURE: NEIGHBORHOOD CIVIC LEAGUE; INVESTMENT RELATED: NO; TITLE WITH OBA: VICE PRESIDENT; DUTIES: MEET WITH OTHER MEMBERS OF THE NEIGHBORHOOD TO ENSURE SAFETY AND MAKE DECISIONS REGARDING THE STATE OF THE NEIGHBORHOOD; START DATE: 05/01/2013; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 (7.) NAME OF OBA: WAVE CHURCH; ADDRESS OF OBA: 1000 NORTH GREAT NECK ROAD, VIRGINIA BEACH, VA 23454; NATURE: PEOPLE LOOKING FOR GUIDANCE AND LEADERSHIP IN CHURCH; INVESTMENT RELATED: NO; TITLE WITH OBA: CHURCH ELDER; DUTIES: PROVIDE GUIDANCE AND LEADERSHIP AT CHURCH; START DATE: 01/01/2010; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1 (8.) NAME OF OBA: LYNXEYE CONSULTING, LLC ADDRESS OF OBA: 4004 MARGARET CIRCLE VIRGINIA BEACH, VA 23456 NATURE: TAX PREPARATION INVESTMENT RELATED: NO TITLE WITH OBA: CEO/PRESIDENT DUTIES: PREPARING INCOME TAX RETURNS START DATE: 1/1/2023 APPROX. NUMBER OF HOURS/MONTH: 40 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 40
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 10, 2004 - January 3, 2024
MONACO CAPITAL MANAGEMENT, LLC
RIA
CRD#: 130174
VIRGINIA BEACH, VA
Past
November 10, 2003 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
VIRGINIA BEACH, VA
Past
December 10, 1991 - November 26, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
VIRGINIA BEACH, VA
Past
September 9, 1991 - November 26, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
November 14, 1983 - September 13, 1991
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
August 28, 1981 - November 11, 1983
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/13/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MC
MONACO CAPITAL MANAGEMENT, LLC
MONACO CAPITAL MANAGEMENT, LLC
CRD#: 130174 / SEC#: 801-118695
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
448 Viking Drive Suite 230, Virginia Beach, VA 23452
Mailing Address
Phone number
(757) 333-7676
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 1,045 |
| AUM (Assets Under Management) | $ 171,862,563 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
