Ralph B. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Bennett Edwards was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1981. Ralph had worked at 9 firms and has passed the Series 63, Series 55, Series 3, Series 5, Series 7, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2011 - December 31, 2012
VIRTU ITG LLC
August 24, 2007 - March 1, 2011
SANFORD C. BERNSTEIN & CO., LLC
September 22, 2004 - June 20, 2007
PRUDENTIAL EQUITY GROUP, LLC
June 5, 2003 - September 30, 2004
FIRST NEW YORK SECURITIES L.L.C.
April 16, 1999 - November 12, 2002
CIBC WORLD MARKETS CORP.
July 29, 1997 - April 13, 1999
DB ALEX. BROWN LLC
April 5, 1996 - July 17, 1997
LEHMAN BROTHERS INC.
April 1, 1993 - March 10, 1995
CREDIT SUISSE SECURITIES (USA) LLC
November 6, 1981 - March 11, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/3/2000
Limited Representative-Equity Trader ExamSeries 5
Date: 1/26/1982
Interest Rate Options ExaminationSeries 8
Date: 12/12/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VIRTU ITG LLC
CRD#: 29299 / SEC#: , 8-44218
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTU ITG HOLDINGS LLC | SHAREHOLDER | |
| CAVOLI, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 4468202 |
| ILARIO, ANTHONY | CHIEF OPERATIONS OFFICER | 2262100 |
| LEVINE, MATTHEW STEVEN | CHIEF COMPLIANCE OFFICER | 5384169 |
| ROSS, CHRISTOPHER MICHAEL | REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 4749157 |
| SULLIVAN, JOHN GERALD | FINOP | 4330347 |
| WILLIAMS, IAN TIMOTHY MR. | MANAGING DIRECTOR | 5637056 |
Disclosures
| Regulatory Event | 40 |
Red Flags
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