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Lawrence George Snarski

CRD# 1008179·Registered 1981 - 2011
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence George Snarski, who also goes by Larry Snarski, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1981 - 2011. Lawrence had worked at 5 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Snarski

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Erie, PA
December 1, 2006 - August 19, 2011
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Erie, PA
January 10, 2005 - December 1, 2006
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
September 27, 1993 - December 16, 2004
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
November 17, 1982 - December 24, 1986
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
October 31, 1981 - August 27, 1993

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Current Firm

QC
QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

CRD#: 43100 / SEC#: 8-50174
BD
Terminated by SEC on 09/14/2019

Contact Information

Established

Minnesota since 02/15/2007

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
YORKTOWN FINANCIAL COMPANIES, INC. - INDIANASHAREHOLDER—
BRAUN, BARBARA JCHIEF TECHNOLOGY AND EXECUTIVE PROJECTS OFFICER6839583
BROOKS, MELISSA CAWOODCHIEF FINANCIAL OFFICER4219393
DU MOND, SHARON LEAPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR2134316
GAUMOND, WILLIAM EDWARDDIRECTOR5294073
LORD-KRAHN, KRISTINE MARIECHIEF LEGAL OFFICER, SECRETARY4241291
SAND PETERSON, JESSICA KAYCHIEF OPERATING AND SUPERVISION OFFICER4274882
STARKMAN, KRISTINE ALANECHIEF COMPLIANCE OFFICER2409241
THOMES, ERIC JONCHAIRMAN4645308
WHITE, WALTER REXDIRECTOR—

Disclosures

Regulatory Event

8

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1986About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Mar 1983About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1981About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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