Clayton M. Robison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clayton Maynard Robison was a registered financial professional .
Clayton is a previously registered financial professional and started their career in finance in 2009. Clayton had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2017 - October 23, 2023
COMPASS FINANCIAL, LLC
May 10, 2016 - July 29, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
December 16, 2009 - December 17, 2010
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
COMPASS FINANCIAL, LLC
CRD#: 152558 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 9,674,203 |
Red Flags
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