Christopher B. Pelley
Professional summary
Christopher Brian Pelley, who also goes by Chris B Pelley, is a registered financial advisor currently at EVERSPIRE located in Greenwood Village, Colorado and MHL INVESTMENTS located in Midvale, Utah.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Christopher has worked at 23 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Brian Pelley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2026 - Present
EVERSPIRE
Office #1: 6312 S Fiddlers Green Cir Ste 300e, Greenwood Village, CO 80111March 25, 2026 - Present
MHL INVESTMENTS
Office #1: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047Office #2: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047January 3, 2022 - March 25, 2026
PURSHE KAPLAN STERLING INVESTMENTS
December 13, 2021 - March 31, 2026
APOLLON WEALTH MANAGEMENT, LLC
May 20, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
May 20, 2016 - December 14, 2021
MOLONEY SECURITIES ASSET MANAGEMENT LLC
May 20, 2016 - December 14, 2021
MOLONEY SECURITIES CO., INC.
October 27, 2014 - June 2, 2016
RBC CAPITAL MARKETS, LLC
October 27, 2014 - June 2, 2016
RBC CAPITAL MARKETS, LLC
July 2, 2012 - November 7, 2014
FIRST ALLIED ADVISORY SERVICES, INC.
May 10, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
May 10, 2010 - November 7, 2014
FIRST ALLIED SECURITIES, INC.
September 11, 2002 - May 24, 2010
SECURITIES SERVICE NETWORK, LLC
January 1, 1999 - June 10, 2015
CAPITAL INVESTMENT MANAGEMENT
February 13, 1995 - September 6, 2002
SECURITIES AMERICA, INC.
March 31, 1993 - February 17, 1995
LPL FINANCIAL LLC
January 12, 1993 - April 2, 1993
CETERA WEALTH SERVICES, LLC
August 3, 1992 - January 22, 1993
CETERA ADVISORS LLC
March 18, 1991 - July 27, 1992
U.S. BANCORP INVESTMENTS, INC.
September 18, 1989 - April 1, 1991
LEHMAN BROTHERS INC.
October 28, 1987 - August 8, 1989
FSC SECURITIES CORPORATION
December 5, 1985 - October 27, 1987
CONSOLIDATED INVESTMENT SERVICES, INC.
December 6, 1983 - December 23, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
February 15, 1983 - December 20, 1983
FINANCIAL PLANNERS EQUITY CORPORATION
November 26, 1981 - September 17, 1982
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
EVERSPIRE
CRD#: 222515 / SEC#: 801-116983
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2026)
(3/25/2026)
(3/25/2026)
(3/25/2026)
(3/25/2026)
(3/25/2026)
(3/25/2026)
(3/27/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EVERSPIRE
CRD#: 222515 / SEC#: 801-116983
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,846 |
| AUM (Assets Under Management) | $ 181,142,726 |
Red Flags
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