Rick L. Hinchberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rick Lee Hinchberger was a registered financial professional .
Rick is a previously registered financial professional and started their career in finance in 1982. Rick had worked at 4 firms and has passed the Series 65, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2023 - October 17, 2024
DOVER ADVISORS, LLC
June 26, 1986 - June 24, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
September 9, 1982 - January 6, 1986
A. G. EDWARDS & SONS, INC.
January 31, 1982 - August 19, 1982
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
DOVER ADVISORS, LLC
CRD#: 320832 / SEC#: 801-124840
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOVER ADVISORS, LLC
CRD#: 320832 / SEC#: 801-124840
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 308 |
| AUM (Assets Under Management) | $ 332,550,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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