Sandra H. Ercolani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Hunt Ercolani, who also goes by Sandra Jo Hunt Ercolani, Sandra Jo Hunt, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1981. Sandra had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2014 - February 16, 2016
NEWBRIDGE SECURITIES CORPORATION
March 6, 2014 - July 14, 2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
June 6, 2013 - December 31, 2024
CHANCELLOR FINANCIAL GROUP WB LP
July 5, 2010 - January 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 1995 - January 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 1992 - September 12, 1995
IAA FINANCIAL LLC
May 12, 1988 - August 15, 1990
NATCITY INSURANCE SERVICES, INC.
March 14, 1986 - September 29, 1986
MERIDIAN SECURITIES, INC.
October 1, 1981 - November 22, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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