Jennifer J. Cole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Jo Cole, CFA, CFP®, who also goes by Jen Cole, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1981. Jennifer had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
February 9, 2009 - August 29, 2024
COLE FINANCIAL CONSULTING, LLC
October 1, 1999 - May 10, 2000
WELLS FARGO CLEARING SERVICES, LLC
March 18, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
March 11, 1996 - January 2, 1998
SALOMON BROTHERS INC.
October 10, 1991 - February 29, 1996
J.P. MORGAN SECURITIES LLC
September 19, 1988 - August 21, 1991
A. G. EDWARDS & SONS, INC.
September 23, 1981 - September 1, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COLE FINANCIAL CONSULTING, LLC
CRD#: 149482 / SEC#:
Contact information
Red Flags
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