Domenic P. Ferrante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Domenic Peter Ferrante was a registered financial professional .
Domenic is a previously registered financial professional and started their career in finance in 1982. Domenic had worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1994 - May 31, 1994
OHANESIAN / LECOURS, INC.
October 12, 1993 - December 9, 1993
KEOGLER, MORGAN & COMPANY, INC.
January 29, 1993 - October 8, 1993
WALNUT STREET SECURITIES, INC.
August 1, 1983 - December 12, 1991
MML INVESTORS SERVICES, LLC
November 16, 1982 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OHANESIAN / LECOURS, INC.
CRD#: 23757 / SEC#: 801-57016, 8-40729
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LECOURS, RONALD GERARD | VICE PRESIDENT, SECRETARY | 1109578 |
| OHANESIAN, RICHARD | PRESIDENT, TREASURER | 844545 |
| BACKES, CLIFFORD BURTON | SHAREHOLDER | 1295299 |
| HART, SANDRA LEE | VICE PRESIDENT | 1412984 |
| JARVIS, CLIFFORD WILLIAM JR | SHAREHOLDER | 1177496 |
| RIZZIO, KENNETH ANTHONY | SHAREHOLDER | 1173625 |
| NICHOLSON, WILLIAM JOHN | CHIEF COMPLIANCE OFFICER, REGISTERED OPTIONS PRINCIPAL, FINANCIAL OPERATIONS PRINCIPAL | 2632348 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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