Robert A. Dudley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Dudley, who also goes by Bob Dudley, Bobby Or Bob Dudley, Bobby Dudley, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 16 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - April 10, 2025
STRATEGIC ADVISERS LLC
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 20, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
August 12, 2014 - April 10, 2025
FIDELITY BROKERAGE SERVICES LLC
February 12, 2013 - August 7, 2014
VANGUARD MARKETING CORPORATION
July 26, 2012 - January 24, 2013
RIDGEGATE FINANCIAL, LLC
December 12, 2011 - April 26, 2012
CETERA INVESTMENT SERVICES LLC
November 10, 2011 - April 26, 2012
CETERA INVESTMENT SERVICES LLC
March 30, 2010 - January 20, 2012
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
December 12, 2005 - June 21, 2010
ALLIANCE GROUP
June 25, 2003 - December 12, 2005
CULVER AND COMPANY, INC.
June 23, 2003 - November 30, 2005
CULVER INVESTMENT COMPANY, LLC
May 30, 2000 - November 1, 2004
VALMARK SECURITIES, INC.
January 3, 2000 - May 25, 2000
MILESTONE FINANCIAL SERVICES, INC.
September 29, 1997 - January 7, 2000
LPL FINANCIAL LLC
November 27, 1991 - October 6, 1997
UBS FINANCIAL SERVICES INC.
July 15, 1991 - November 4, 1991
CREWS & ASSOCIATES, INC.
February 2, 1990 - July 15, 1991
GKB, INC.
October 7, 1981 - February 7, 1990
CREWS & ASSOCIATES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
