Bruce S. Kalbrosky
Professional summary
Bruce Steven Kalbrosky is a registered financial professional currently at BREAN CAPITAL, LLC located in Summit, New Jersey.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1981. Bruce has worked at 7 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Steven Kalbrosky's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2014 - Present
BREAN CAPITAL, LLC
Office #1: 382 Springfield Avenue Suite 517, Summit, NJ 07901February 14, 2007 - March 21, 2014
RBC CAPITAL MARKETS, LLC
January 29, 2001 - May 1, 2001
JPMSI
February 21, 1994 - October 2, 2006
J.P. MORGAN SECURITIES INC.
April 30, 1991 - February 7, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
June 4, 1990 - April 30, 1991
MABON, NUGENT & CO.
August 20, 1981 - November 17, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2014)
(10/6/2014)
(2/24/2020)
(8/31/2022)
(7/17/2019)
(11/26/2014)
(2/3/2023)
(10/6/2014)
(10/6/2014)
(8/30/2019)
(10/6/2014)
(7/11/2019)
(7/9/2019)
(11/26/2014)
Exams
Series 5
Date: 10/14/1981
Interest Rate Options ExaminationSeries 8
Date: 9/8/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
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