JB
Jeffrey A. Brown
KESTRA ADVISORY SERVICES
WARWICK, RI 02888
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CRD#: 1007517
JB
Professional summary
Jeffrey Alan Brown is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Warwick, Rhode Island and KESTRA INVESTMENT SERVICES, LLC located in Warwick, Rhode Island.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Jefferson Advisors D/B/A Investment Related: Yes Address: 67 Jefferson Blvd. Warwick RI 02888 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/1985 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: see above 3.5 Business Name: Jeffrey A. Brown Investment Related: No Address: 67 Jefferson Boulevard Warwick RI 02888 Nature of Business: Consulting Position, Title or Relationship: sole proprietor and consultant Start Date: 1/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Present value determination of Defined Benefit Plan accrued benefits for purposed of domestic relations actions. Business Name: Jeffrey A. Brown Investment Related: Yes Address: 67 Jefferson Blvd. Warwick RI 02888 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 1/1/1977 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: sell products listed above Business Name: Jewish Family Service Investment Related: No Address: 538 MIddle Road East Greenwich PR 02818 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: honorary board member Start Date: 1/4/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Listen to presentation by investment manager... make possible recommendation with other members for change in manager. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Turtle Enterprises, LLC Investment Related: Yes Address: 538 Middle Road East Greenwich RI 02818 Nature of Business: Real Estate Position, Title or Relationship: sole member of LLC that is partner in real estate partnership ( JS & Y) that owns building I occupy with the other owner/tenants Start Date: 1/1/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I manage my LLC, which really has no ongoing activity. I also help manage J S & Y real estate which is the partnership that Turtle has ownership in.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alan Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 67 Jefferson Blvd, Warwick, RI 02888RIA
CRD#: 283330
WARWICK, RI
Current
September 15, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 67 Jefferson Blvd, Warwick, RI 02888BD
CRD#: 42046
Warwick, RI
Past
October 1, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WARWICK, RI
Past
June 5, 2012 - September 12, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
WARWICK, RI
Past
October 13, 2000 - June 7, 2012
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WARWICK, RI
Past
April 30, 1982 - June 7, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WARWICK, RI
Past
October 22, 1981 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/15/2014)
RR
Florida(10/14/2014)
RR
Illinois(1/12/2015)
RR
Massachusetts(9/15/2014)
RR
New Hampshire(8/2/2018)
RR
New York(5/25/2018)
RR
Rhode Island(9/15/2014)
IAR
Rhode Island(4/19/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Warwick, RI 02888TRUST BUT VERIFY
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