James C. Holst

SLOY, DAHL & HOLST

VANCOUVER, WA 98660

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CRD#: 1007503

Professional summary

James Craig Holst, CFP®, who also goes by Jim Holst, is a registered financial advisor currently at SLOY, DAHL & HOLST, LLC located in Vancouver, Washington and HALLETT ADVISORS located in Vancouver, Washington.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. James has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Holst

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Holst Holdings, Inc. 100% owner, Vancouver, WA. Holding Company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Craig Holst's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

April 18, 1988 - Present

SLOY, DAHL & HOLST, LLC

Office #1: 1220 Main Street Suite 400, Vancouver, WA 98660

RIA

CRD#: 110102

VANCOUVER, WA

Current

November 27, 2019 - Present

HALLETT ADVISORS

Office #1: 1220 Main Street Suite 400, Vancouver, WA 98660

RIA

CRD#: 306187

VANCOUVER, WA

Past

June 29, 2017 - August 25, 2022

SMART INVESTOR, LLC

RIA

CRD#: 116587

Portland, OR

Past

July 11, 1983 - May 3, 1991

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Past

November 4, 1981 - October 17, 1983

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLOY, DAHL & HOLST, LLC

SLOY DAHL & HOLST INC | SLOY, DAHL & HOLST, LLC | SLOY DAHL & HOLST, INC.

CRD#: 110102 / SEC#: 801-31712

RIA

Registered Investment Advisory firm - (3/25/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(4/18/1988)

IAR

Texas
(5/8/2018)

IAR

Washington
(7/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1981

General Securities Representative Examination

Current Firm

SLOY, DAHL & HOLST, LLC

SLOY DAHL & HOLST INC | SLOY, DAHL & HOLST, LLC | SLOY DAHL & HOLST, INC.

CRD#: 110102 / SEC#: 801-31712

RIA

Registered Investment Advisory firm - (3/25/1988 Approved)

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Contact information

Main Address

1220 Main Street Suite 400, Vancouver, WA 98660

Mailing Address

Phone number

(503) 248-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SLOY DAHL & HOLST LLC ADV BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,016
AUM (Assets Under Management)	$ 1,681,640,167

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James C. Holst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Craig Holst's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALLETT ADVISORS

SMART INVESTOR, LLC

CETERA WEALTH SERVICES, LLC

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SLOY, DAHL & HOLST, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/1996

Series 63

Date: 5/25/1983

Series 7

Date: 9/19/1981

Current Firm

SLOY, DAHL & HOLST, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SLOY, DAHL & HOLST, LLC

TRUST BUT VERIFY

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