Shawn M. Riely

WESTMOUNT REALTY ADVISORS

Dallas, TX 75201

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CRD#: 1007492

Professional summary

Shawn Michael Riely, who also goes by Shawn M Riely, is a registered financial advisor currently at WESTMOUNT REALTY ADVISORS, LLC located in Dallas, Texas.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Shawn has worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shawn M Riely

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Westmount Realty Capital, LLC - 700 N. Pearl St., Ste. N1650, Dallas, TX. (affiliated) commercial real-estate firm. Full-time employee. Start Date 09/05/2017. SMR Capital, owner, consulting fees, 6801 Hyacinth Lane, Dallas, TX 75252, start date 01/12/2016, part-time occasional consulting.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Michael Riely's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2019 - Present

WESTMOUNT REALTY ADVISORS, LLC

Office #1: 700 N. Pearl Street Suite N1650, Dallas, TX 75201

RIA

CRD#: 293508

Dallas, TX

Past

April 28, 2016 - December 31, 2017

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

dallas, TX

Past

January 14, 2013 - June 4, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DALLAS, TX

Past

December 11, 2012 - June 4, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DALLAS, TX

Past

May 11, 2011 - June 14, 2012

WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

IRVINE, CA

Past

September 16, 2008 - February 19, 2009

K-ONE INVESTMENT COMPANY, INC.

CRD#: 16156

FORT SMITH, AR

Past

February 22, 2005 - September 19, 2006

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

DALLAS, TX

Past

July 20, 2001 - December 9, 2004

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

LONGWOOD, FL

Past

January 20, 1998 - July 20, 2001

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

ATLANTA, GA

Past

June 19, 1995 - October 1, 1997

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

February 18, 1994 - June 28, 1995

LORD & KENDYLL INVESTMENTS, INC.

CRD#: 14027

IRVING, TX

Past

September 6, 1990 - November 19, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 21, 1989 - June 25, 1990

MONACO SECURITIES, INC.

CRD#: 15719

DENVER, CO

Past

September 12, 1989 - November 9, 1989

GILLESPIE & HOLLAND, INC.

CRD#: 10691

Past

August 12, 1985 - July 25, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 6, 1985 - August 30, 1985

ALLABASHI & COMPANY, LTD.

CRD#: 10532

Past

June 20, 1982 - April 15, 1983

SECO SECURITIES, INC.

CRD#: 5363

Past

June 16, 1982 - June 9, 1982

OTC NET INCORPORATED

CRD#: 7756

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/22/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/5/2001

General Securities Principal Examination

Current Firm

WESTMOUNT REALTY ADVISORS, LLC

CRD#: 293508 / SEC#:

Texas

Registered Investment Advisory firm - (1/29/2019 Approved)

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Contact information

Main Address

700 N. Pearl Street Suite N1650, Dallas, TX 75201

Mailing Address

Phone number

(214) 884-3691

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn M. Riely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Michael Riely's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHFORGE SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WAVELAND CAPITAL PARTNERS LLC

K-ONE INVESTMENT COMPANY, INC.

ALLSTATE FINANCIAL SERVICES, LLC

EMPIRE FINANCIAL GROUP, INC.

CENTENNIAL CAPITAL MANAGEMENT, INC.

IMS SECURITIES, INC.

LORD & KENDYLL INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MONACO SECURITIES, INC.

GILLESPIE & HOLLAND, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

ALLABASHI & COMPANY, LTD.

SECO SECURITIES, INC.

OTC NET INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2012

Series 63

Date: 6/22/2011

SIE

Date: 12/31/2017

Series 7

Date: 8/15/1981

Series 24

Date: 2/5/2001

Current Firm

WESTMOUNT REALTY ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

WESTMOUNT REALTY ADVISORS, LLC

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