Shawn M. Riely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Michael Riely, who also goes by Shawn M Riely, was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1982. Shawn had worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2019 - February 25, 2026
WESTMOUNT REALTY ADVISORS, LLC
April 28, 2016 - December 31, 2017
WEALTHFORGE SECURITIES, LLC
January 14, 2013 - June 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2012 - June 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 11, 2011 - June 14, 2012
WAVELAND CAPITAL PARTNERS LLC
September 16, 2008 - February 19, 2009
K-ONE INVESTMENT COMPANY, INC.
February 22, 2005 - September 19, 2006
ALLSTATE FINANCIAL SERVICES, LLC
July 20, 2001 - December 9, 2004
EMPIRE FINANCIAL GROUP, INC.
January 20, 1998 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
June 19, 1995 - October 1, 1997
IMS SECURITIES, INC.
February 18, 1994 - June 28, 1995
LORD & KENDYLL INVESTMENTS, INC.
September 6, 1990 - November 19, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 1989 - June 25, 1990
MONACO SECURITIES, INC.
September 12, 1989 - November 9, 1989
GILLESPIE & HOLLAND, INC.
August 12, 1985 - July 25, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 6, 1985 - August 30, 1985
ALLABASHI & COMPANY, LTD.
June 20, 1982 - April 15, 1983
SECO SECURITIES, INC.
June 16, 1982 - June 9, 1982
OTC NET INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WESTMOUNT REALTY ADVISORS, LLC
CRD#: 293508 / SEC#:
Contact information
Red Flags
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