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Shawn Michael Riely

CRD# 1007492·Registered 1982 - 2026
Previously Registered: Being a previously registered professional could mean that Shawn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Shawn Michael Riely, who also goes by Shawn M Riely, was a registered financial advisor. Shawn was a previously registered financial professional and started their career in finance 1982 - 2026. Shawn had worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Shawn M Riely

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years registered in the securities industry

Current & Past Employments

Past

WESTMOUNT REALTY ADVISORS, LLCPast·CRD# 293508
RIA
Dallas, TX
January 29, 2019 - February 25, 2026
WEALTHFORGE SECURITIES, LLCPast·CRD# 152550
BD
Dallas, TX
April 28, 2016 - December 31, 2017
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Dallas, TX
January 14, 2013 - June 4, 2014
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Dallas, TX
December 11, 2012 - June 4, 2014
WAVELAND CAPITAL PARTNERS LLCPast·CRD# 40054
BD
Irvine, CA
May 11, 2011 - June 14, 2012
K-ONE INVESTMENT COMPANY, INC.Past·CRD# 16156
BD
Fort Smith, AR
September 16, 2008 - February 19, 2009
ALLSTATE FINANCIAL SERVICES, LLCPast·CRD# 18272
BD
Dallas, TX
February 22, 2005 - September 19, 2006
EMPIRE FINANCIAL GROUP, INC.Past·CRD# 28759
BD
Longwood, FL
July 20, 2001 - December 9, 2004
CENTENNIAL CAPITAL MANAGEMENT, INC.Past·CRD# 38988
BD
Atlanta, GA
January 20, 1998 - July 20, 2001
IMS SECURITIES, INC.Past·CRD# 35567
BD
Houston, TX
June 19, 1995 - October 1, 1997
LORD & KENDYLL INVESTMENTS, INC.Past·CRD# 14027
BD
Irving, TX
February 18, 1994 - June 28, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
September 6, 1990 - November 19, 1993
MONACO SECURITIES, INC.Past·CRD# 15719
BD
Denver, CO
November 21, 1989 - June 25, 1990
GILLESPIE & HOLLAND, INC.Past·CRD# 10691
BD
September 12, 1989 - November 9, 1989
INTEGRATED RESOURCES EQUITY CORPORATIONPast·CRD# 6403
BD
August 12, 1985 - July 25, 1989
ALLABASHI & COMPANY, LTD.Past·CRD# 10532
BD
March 6, 1985 - August 30, 1985
SECO SECURITIES, INC.Past·CRD# 5363
BD
June 20, 1982 - April 15, 1983
OTC NET INCORPORATEDPast·CRD# 7756
BD
June 16, 1982 - June 9, 1982

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Current Firm

WR
WESTMOUNT REALTY ADVISORS, LLC

WESTMOUNT REALTY ADVISORS, LLC

CRD#: 293508
Texas
Registered Investment Advisory firm - Texas (1/29/2019 Approved)

Contact Information

Main Address

700 N. Pearl Street Suite N1650, Dallas, TX 75201

Phone Number

(214) 994-5454

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Westmount Realty Capital, LLC - 700 N. Pearl St., Ste. N1650, Dallas, TX. (affiliated) commercial real-estate firm. Full-time employee. Start Date 09/05/2017. SMR Capital, owner, consulting fees, 6801 Hyacinth Lane, Dallas, TX 75252, start date 01/12/2016, part-time occasional consulting.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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